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Daniel Peter Tremblay

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-07-22
TX RA APPROVED_RES 2021-07-22
  • PA RA
    APPROVED
    Since 2021-07-22
  • TX RA
    APPROVED_RES
    Since 2021-07-22

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 07/2019 Present
West Chester University West Chester PA 08/2011 12/2016
Unemployed Newtown Square PA 06/2016 06/2019
Vanguard Marketing Corporation Malvern PA 07/2019 Present
Vanguard Advisers, Inc. Malvern PA 07/2021 Present
  • 07/2019 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 08/2011 → 12/2016
    West Chester University
    West Chester, PA
  • 06/2016 → 06/2019
    Unemployed
    Newtown Square, PA
  • 07/2019 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 07/2021 → Present
    Malvern, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-13
S63 Uniform Securities Agent State Law Examination 2019-08-30
  • S66 Uniform Combined State Law Examination
    2021-07-13
  • S63 Uniform Securities Agent State Law Examination
    2019-08-30
Other Names
  • Dan Tremblay
  • Daniel Tremblay

View on SEC IAPD

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