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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-05-27
  • MO RA
    APPROVED
    Since 2025-05-27

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Saint Louis MO 01/2022 02/2024
Ophthalmology Associates Des Peres MO 09/2021 12/2021
Unemployed Saint Louis MO 05/2021 09/2021
Edward Jones Des Peres MO 07/2019 05/2021
Saint Louis University Saint Louis MO 08/2018 05/2021
U.S. Bank Earth City MO 01/2015 04/2019
Charles Schwab And Co., Inc. Omaha NE 01/2024 02/2024
Stifel, Nicolaus & Company, Incorporated St. Louis MO 02/2024 Present
  • 01/2022 → 02/2024
    Td Ameritrade
    Saint Louis, MO
  • 09/2021 → 12/2021
    Ophthalmology Associates
    Des Peres, MO
  • 05/2021 → 09/2021
    Unemployed
    Saint Louis, MO
  • 07/2019 → 05/2021
    Edward Jones
    Des Peres, MO
  • 08/2018 → 05/2021
    Saint Louis University
    Saint Louis, MO
  • 01/2015 → 04/2019
    U.S. Bank
    Earth City, MO
  • 01/2024 → 02/2024
    Charles Schwab And Co., Inc.
    Omaha, NE
  • 02/2024 → Present
    St. Louis, MO
Other Businesses

1. Emmaus Homes; 3731 Mueller rd St. Charles, MO 63301; providing support to adults with mental disabilities; Care Taker; This is a weekend part time employee; 07/06/2026; 32hrs/mth; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-23
S63 Uniform Securities Agent State Law Examination 2022-06-22
  • S66 Uniform Combined State Law Examination
    2025-05-23
  • S63 Uniform Securities Agent State Law Examination
    2022-06-22
Other Names
  • Ashley Selena Palmer

View on SEC IAPD

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