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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-02 |
| NY | RA | APPROVED | 2023-10-13 |
Branch Locations
3418 Carman Rd, Schenectady, NY 12303 • United States
Schenectady, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc | Malvern | PA | 05/2020 | 07/2020 |
| The Vanguard Group, Inc | Malvern | PA | 06/2021 | 10/2023 |
| Pinehaven Country Club | Guilderland | NY | 09/2015 | 08/2017 |
| Pinehaven Country Club | Guilderland | NY | 05/2018 | 08/2018 |
| Atsco | Albany | NY | 12/2018 | 01/2019 |
| Pinehaven Country Club | Guilderland | NY | 05/2019 | 08/2019 |
| Axa Advisors | Clifton Park | NY | 06/2019 | 08/2019 |
| Tropical Smoothie Cafe | Philadelphia | PA | 10/2019 | 11/2019 |
| Maynard, O'COnnor, Smith & Catalinotto Llp | Albany | NY | 12/2019 | 01/2020 |
| Pinehaven Country Club | Guilderland | NY | 04/2020 | 08/2020 |
| Temple University | Philadelphia | PA | 08/2017 | 05/2021 |
| Guilderland High School | Guilderland Center | NY | 09/2013 | 06/2017 |
| Thrivent Investment Management Inc | Schenectady | NY | 10/2023 | Present |
| Thrivent Financial | Appleton | WI | 10/2023 | 01/2024 |
| Thrivent Financial | Appleton | WI | 01/2024 | Present |
JOAN NICOLE PRINCE HOME POSITION: Board of Directors NATURE: The Joan Nicole Prince Home (JNP) is a 501(c)(3) non-profit that provides bedside care to two terminally ill individuals at the end of life, free of charge. Our Home is run independently under Schenectady Community Home Inc., we are not a medical facility, but aim to provide an alternative treatment setting for individuals in their final days. Our Home provides bedside care in a home-like environment, with individual bedrooms, bathrooms, a laundry room, a kitchen, a living room, and a spacious backyard. In addition to services provided by the local Hospice Organization, trained volunteers and staff provide 24/7 personal bedside care to residents. Volunteers also complete basic everyday tasks such as laundry, meal preparation, and cleaning, all while becoming "surrogate families" and providing emotional support to residents and their loved ones. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/02/2025 ADDRESS: 22 Glenview Drive, Scotia NY 12302, United States DESCRIPTION: Establish policies and procedures that supports the home's mission and financial well being ensure continued viability and success of the home Ensure all actions of the board, officers, staff and volunteers conform to the home's guidelines and policies Act as an ambassador and advocate for the organization serve as a trusted advisor for the executive director as they implement the strategic plan
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-09 |
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