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2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-11-06 |
| TX | RA | APPROVED | 2024-11-05 |
Branch Locations
11675 Rainwater Drive, Suite 625, Alpharetta, GA 30009 • United States
2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 07/2019 | 03/2020 |
| University Of North Georgia | Dahlonega | GA | 08/2015 | 05/2017 |
| University Of Georgia | Athens | GA | 08/2017 | 05/2019 |
| Barnes And Noble Booksellers | Cumming | GA | 03/2016 | 07/2017 |
| Secure Life Benefits | Alpharetta | GA | 04/2017 | 04/2018 |
| Barnes And Noble Booksellers | Athens | GA | 05/2018 | 06/2019 |
| University Of Georgia Finance Department | Athens | GA | 05/2018 | 12/2018 |
| Wealth Management Outfitters, Llc | Cumming | GA | 07/2020 | 12/2020 |
| E*Trade Securities Llc | Alpharetta | GA | 12/2020 | 10/2023 |
| Unemployment | Holly Springs | GA | 03/2020 | 07/2020 |
| E*Trade Capital Management Llc | Alpharetta | GA | 07/2022 | 10/2023 |
| Morgan Stanley | Alpharetta | GA | 03/2023 | 11/2024 |
| Purshe Kaplan Sterling Investments | Albany | NY | 11/2024 | Present |
| Merit Financial Advisors | Roswell | GA | 11/2024 | Present |
1) Merit Financial Advisors. Investment related. At registered location. RIA. IAR. 11/2024. 160 hrs/month. 160 hrs during securities hrs. Service clients. 2) Fixed Insurance. Not investment related. At registered location. Fixed insurance. Agent. 11/2024. 1 hr/month. 1 hr during securities hrs. Provide insurance advice based on the needs of client(s).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-06 |
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