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Current Employers
Merit Financial Advisors

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-11-06
TX RA APPROVED 2024-11-05
  • GA RA
    APPROVED
    Since 2024-11-06
  • TX RA
    APPROVED
    Since 2024-11-05

Branch Locations

11675 Rainwater Drive, Suite 625, Alpharetta, GA 30009 • United States

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 07/2019 03/2020
University Of North Georgia Dahlonega GA 08/2015 05/2017
University Of Georgia Athens GA 08/2017 05/2019
Barnes And Noble Booksellers Cumming GA 03/2016 07/2017
Secure Life Benefits Alpharetta GA 04/2017 04/2018
Barnes And Noble Booksellers Athens GA 05/2018 06/2019
University Of Georgia Finance Department Athens GA 05/2018 12/2018
Wealth Management Outfitters, Llc Cumming GA 07/2020 12/2020
E*Trade Securities Llc Alpharetta GA 12/2020 10/2023
Unemployment Holly Springs GA 03/2020 07/2020
E*Trade Capital Management Llc Alpharetta GA 07/2022 10/2023
Morgan Stanley Alpharetta GA 03/2023 11/2024
Purshe Kaplan Sterling Investments Albany NY 11/2024 Present
Merit Financial Advisors Roswell GA 11/2024 Present
  • 07/2019 → 03/2020
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2015 → 05/2017
    University Of North Georgia
    Dahlonega, GA
  • 08/2017 → 05/2019
    University Of Georgia
    Athens, GA
  • 03/2016 → 07/2017
    Barnes And Noble Booksellers
    Cumming, GA
  • 04/2017 → 04/2018
    Secure Life Benefits
    Alpharetta, GA
  • 05/2018 → 06/2019
    Barnes And Noble Booksellers
    Athens, GA
  • 05/2018 → 12/2018
    University Of Georgia Finance Department
    Athens, GA
  • 07/2020 → 12/2020
    Wealth Management Outfitters, Llc
    Cumming, GA
  • 12/2020 → 10/2023
    E*Trade Securities Llc
    Alpharetta, GA
  • 03/2020 → 07/2020
    Unemployment
    Holly Springs, GA
  • 07/2022 → 10/2023
    E*Trade Capital Management Llc
    Alpharetta, GA
  • 03/2023 → 11/2024
    Alpharetta, GA
  • 11/2024 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 11/2024 → Present
    Roswell, GA
Previous Registrations
  • 2023-09-05 → 2024-11-22
    Alpharetta, GA
    Alpharetta, GA
    Dawsonville, GA
  • 2022-08-01 → 2023-09-05
    Harrisdirect Llc
    Arlington, VA
    Alpharetta, GA
Other Businesses

1) Merit Financial Advisors. Investment related. At registered location. RIA. IAR. 11/2024. 160 hrs/month. 160 hrs during securities hrs. Service clients. 2) Fixed Insurance. Not investment related. At registered location. Fixed insurance. Agent. 11/2024. 1 hr/month. 1 hr during securities hrs. Provide insurance advice based on the needs of client(s).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-13
S63 Uniform Securities Agent State Law Examination 2019-09-06
  • S65 Uniform Investment Adviser Law Examination
    2020-10-13
  • S63 Uniform Securities Agent State Law Examination
    2019-09-06
Designations
Other Names
  • Tyler Knapp
  • Tyler Joseph Knapp

View on SEC IAPD

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