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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-01-06 |
| TX | RA | APPROVED | 2020-06-04 |
| MS | RA | APPROVED | 2019-10-24 |
Branch Locations
410 Enterprise Drive, Suite 1, Oxford, MS 38655 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Verizon Telemetrics | Atlanta | GA | 03/2013 | 04/2017 |
| Tek Systems | Memphis | TN | 04/2017 | 10/2017 |
| Ecs Federal | Memphis | TN | 10/2017 | 07/2019 |
| Jjb Hilliard Wl Lyons Llc | Tupelo | MS | 07/2019 | Present |
| Robert W. Baird & Co. Incorporated | Tupelo | MS | 10/2019 | Present |
Name/Address: Griffin Equities LLC 2082 W Wellsdate Dr Oxford MS 38655 Start Date: 1/5/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: LLC Owner/Member Investment Related Name/Address: WGBDJ, LLC / 141 Acadia Cir, Tupelo, MS 38801 Start Date: 11/18/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Partner Investment Related Name/Address: West Group Holdings Company, LLC / 251 CR 631, Shannon, MS 38868 Start Date: 12/15/2023 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Passive LLC Member Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-18 |
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