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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-15
CA RA APPROVED 2020-03-18
  • TX RA
    APPROVED
    Since 2020-04-15
  • CA RA
    APPROVED
    Since 2020-03-18

Branch Locations

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 07/2019 Present
Modern Sports Grill Llc Scottsdale AZ 09/2015 Present
Desert Mountain Clubs, Inc. Scottsdale AZ 05/2018 07/2019
Berkshire Hathaway Homeservices Scottsdale AZ 05/2017 03/2019
Bank Of America, N.A. Chandler AZ 06/2020 Present
  • 07/2019 → Present
    Chandler, AZ
  • 09/2015 → Present
    Modern Sports Grill Llc
    Scottsdale, AZ
  • 05/2018 → 07/2019
    Desert Mountain Clubs, Inc.
    Scottsdale, AZ
  • 05/2017 → 03/2019
    Berkshire Hathaway Homeservices
    Scottsdale, AZ
  • 06/2020 → Present
    Bank Of America, N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-17
  • S66 Uniform Combined State Law Examination
    2020-03-17
Other Names
  • Tyrik Thompson

View on SEC IAPD

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