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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-01 |
Branch Locations
420 Throckmorton St Floor 03, Fort Worth, TX 76102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Fort Worth | TX | 07/2019 | Present |
| Jpmorgan Securities, Llc. | Fort Worth | TX | 07/2019 | Present |
| The University Of Texas At Austin | Austin | TX | 08/2016 | 05/2019 |
| H-E-B, Lp | Austin | TX | 02/2017 | 05/2017 |
| Campus Advantage (Skyloft) | Austin | TX | 05/2017 | 10/2017 |
| Jpmorgan Chase Bank | Fort Worth | TX | 05/2018 | 08/2018 |
| Unemployed | Heath | TX | 05/2019 | 07/2019 |
| Almost Framous Llc | Dallas | TX | 05/2024 | Present |
Entity Name: Almost Framous LLC Investment related: No Address: 3001 Knox St Suite 105, Dallas, TX 75205. Website: https://uptownframedallas.com/ Nature of the other business: Custom Frames Position/Title/Relationship: Owner/Partner Start Date: 05/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Almost Framous LLC will own and operate ""Uptown Frame Dallas"". Uptown Frame provides high-quality, custom frames for art and other memorabilia. My husband and I will own 75% of Almost Framous. I have no involvement in the company. My husband will operate the store as a full time employee. There is no connection to JPMC. " Entity Name: YMCA OF METROPOLITAN FORT WORTH Investment related: No "Address: 512 Lamar Street, Suite 400, Fort Worth, TX 76102 www.ymcafw.org " Nature of the other business: Nonprofit Position/Title/Relationship: Board Members Start Date: 03/13/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The mission of the YMCA is to put Christian principles into practice through programs, services and relationships that build healthy spirit, mind and body for ALL in the Fort Worth community. My responsibility on the board will be to vote on new projects, strategize on community engagement, and foster partnership with other local organizations. It is my understanding that the YMCA is a client of JP Morgan Private Bank (I do not work with the YMCA through JP Morgan).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-06 |
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