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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-01
MO RA APPROVED 2020-02-13
  • TX RA
    APPROVED_RES
    Since 2022-08-01
  • MO RA
    APPROVED
    Since 2020-02-13

Branch Locations

14805 North Outer Forty Road Suite 200, Chesterfield, MO 63017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Chesterfield MO 09/2019 Present
Torah Prep St. Louis MO 09/2016 04/2019
St. Louis Kollel St. Louis MO 09/2017 08/2019
Morgan Stanley Private Bank, N.A. New York NY 09/2019 Present
  • 09/2019 → Present
    Morgan Stanley Smith Barney Llc
    Chesterfield, MO
  • 09/2016 → 04/2019
    Torah Prep
    St. Louis, MO
  • 09/2017 → 08/2019
    St. Louis Kollel
    St. Louis, MO
  • 09/2019 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Other Businesses

*403799 - Esther Miller Bais Yaakov; Investment related -No; St Louis, Missouri; Education; Employee (proprietor, partner, officer, director, employee, trustee, agent); 09/2020; During business hours: 8; After business hours: 0;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-13
  • S66 Uniform Combined State Law Examination
    2020-02-13
Other Names
  • Chana Harris

View on SEC IAPD

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