Ryan Edward Behling

Current Employers

Employment History

• 09/2005 → 11/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
  Madison, WI
• 10/2009 → 11/2022
  Bank Of America, N.A.
  Madison, WI
• 11/2022 → Present
  Sanctuary Securities, Inc.
  Madison, WI
• 11/2022 → Present
  Sanctuary Advisors, Llc
  Madison, WI

Previous Registrations

• 2006-02-06 → 2022-11-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Madison, WI

Other Businesses

1) Name: Seminole Pool Position: Fundraising Committee Nature: Neighborhood Pool / in my neighborhood. Investment Related: No Hours: 6 Securities Trading Hours: 0 Start Date: 3/7/2022 Address: 5948 Schumann Dr, Fitchburg WI 53711, USA Description: Fundraise, organize volunteers, assist board with objective of a new pool 2) Name: Behling Family Trust Position: Trustee Nature: Trustee for one of family trusts that is a bypass trust after my mother passed away. Investment Related: Yes Hours: 0 Securities Trading Hours: 0 Start Date: 3/24/2006 Address: 3054 Woods Edge Way, Fitchburg WI 53711, USA Description: Overseeing trust account & specifically life insurance policy in trust 3) Name: Ronald Behling 2001 Insurance Trust Position: Trustee Nature: Trustee for ILIT Investment Related: Yes Hours: 0 Securities Trading Hours: 0 Start Date: 8/19/2010 Address: 3054 Woods Edge Way, Fitchburg WI 53711, USA Description: Overseeing trust account & specifically life insurance policy in trust 4) Name: Ryan E. Behling & Ross E. Behling TIC Agreement Position: Co-owner Nature: TIC account owns the property at 3054 Woods Edge Way, where my father resides. This was distributed to us via a QPRT that has matured. Investment Related: Yes Hours: 5 Securities Trading Hours: 2 Start Date: 11/28/2021 Address: 3054 Woods Edge Way, Fitchburg WI 53711, USA Description: Overseeing expenses, maintenance and tenants. 5) Name: Ronald E. Behling Revocable Trust Position: Trustee Nature: Co-trustee of family trust Investment Related: Yes Hours: 0 Securities Trading Hours: 0 Start Date: 3/24/2006 Address: 3054 Woods Edge Way, Fitchburg WI 5 6) Name: Ryan E. Behling Individual Property Trust Position: Trustee Nature: Trustee for personal assets Investment Related: Yes Hours: 2 Securities Trading Hours: 2 Start Date: 5/4/2018 Address: 5855 SCHUMANN DR, FITCHURG WI 53711, USA Description: Overseeing personal assets, investments and RE 7) Name: Behling Joint Revocable Trust Position: Trustee Nature: Oversee investments and assets. Investment Related: Yes Hours: 2 Securities Trading Hours: 2 Start Date: 5/4/2018 Address: 5855 SCHUMANN DR, FITCHURG WI 53711, USA Description: Oversee family investments & assets 8) Name: Sales of fixed annuities, whole life and/or health insurance: Position: Producer Nature :Investment Related: No Hours: Securities Trading Hours: Start Date:11/4/2022 Address: Description: Sales of fixed annuities, whole life and/or health insurance: 9) Name: Behling Family Cabin LLC Position: Member/50% Owner Nature: My father and I are purchasing a family cabin for personal use. Investment Related: No Hours: 5 Securities Trading Hours: 0 Start Date: 11/9/2022 Address: 5855 Schumann Drive, Fitchburg WI 53711, USA Description: We will own & enjoy the cabin for use by my dad, brother & my family 10) ANCHOR POINT CONDO ASSOCIATION POSITION: Secretary NATURE: Secretary for second home condo association. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 6/1/2024 ADDRESS: 932 Water St Ste 100, Sauk City WI 53583, USA DESCRIPTION: Organize bi-annual meetings, meeting minutes, Association duties 11) DOMESTIC ABUSE INTERVENTION SERVICES POSITION: Board of Directors NATURE: Domestic Abuse prevention & shelter INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 1/2/2025 ADDRESS: 2102 Fordem Ave Madison WI 53704, USA DESCRIPTION: Board Member. Oversight of organizational strategy, executive director and marketing/messaging

Exams

• S66 Uniform Combined State Law Examination
  2006-02-04