David Hofe

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-03-12
KY	RA	APPROVED	2019-09-16

TX RA
APPROVED

Since 2020-03-12
KY RA
APPROVED

Since 2019-09-16

Branch Locations

4071 Tates Creek Centre Rd Suite 201, Lexington, KY 40517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	07/2019	Present
Southern Glazer's Wine & Spirits	Lexington	KY	04/2013	07/2019

07/2019 → Present

Edward Jones

St Louis, MO
04/2013 → 07/2019

Southern Glazer's Wine & Spirits

Lexington, KY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-09-14

S66 Uniform Combined State Law Examination

2019-09-14

Other Names

David Lee Hofe

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.

WEALTH MANAGEMENT OF THE BLUEGRASS, LLC.

LPL FINANCIAL LLC

CETERA INVESTMENT ADVISERS LLC

EAGLE STRATEGIES LLC

LPL ENTERPRISE, LLC

ASIO CAPITAL LLC

Other Investors

MICHAEL JAMES BROWNELL

JASON CHRISTOPHER GRESHAM

JAMES CARL GRAY

MARC ALLEN MOORE

AARON WILLIAM SEYFRIED

CARL LEE JINRIGHT

GEORGE DAVID PIERCE

JAMES MICHAEL THOMPSON

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY

WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY

LPL FINANCIAL LLC · LEXINGTON, KY

CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY

INVEST INC. · LEXINGTON, KY

EAGLE STRATEGIES LLC · LEXINGTON, KY

LPL ENTERPRISE, LLC · LEXINGTON, KY

LPL FINANCIAL LLC · LEXINGTON, KY

More in Lexington, KY

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