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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-04-27 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
955 Chesterbrook Blvd, Suite 310, Wayne, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 07/2019 | 04/2020 |
| Red Robin | Quakertown | PA | 06/2019 | 08/2019 |
| Fleetwood Bank | Fleetwood | PA | 05/2018 | 01/2019 |
| York College Of Pennsylvania | York | PA | 08/2015 | 05/2019 |
| Applebee's | York | PA | 08/2017 | 02/2018 |
| Mister Carwash | York | PA | 09/2016 | 10/2016 |
| Scott's Carwash | Reading | PA | 04/2013 | 04/2018 |
| Beverly Hills Tavern | Sinking Spring | PA | 04/2014 | 07/2018 |
| Securian Financial Services Inc | St Paul | MN | 05/2020 | 07/2021 |
| Minnesota Life Insurance Co | St Paul | MN | 05/2020 | 07/2021 |
| Deleware Valley Advisors | Huntingdon Valley | PA | 05/2020 | 06/2021 |
| The Vanguard Group, Inc. | Malvern | PA | 12/2021 | 04/2023 |
| Miller's Ale House | Willow Grove | PA | 06/2021 | 11/2021 |
| Sei | Oaks | PA | 08/2021 | 12/2021 |
| Kestra Investment Services, Llc | Berwyn | PA | 04/2023 | Present |
| Kestra Advisory Services, Llc | Berwyn | PA | 04/2023 | Present |
Business Name: KESTRA ADVISORY SERVICES POSITION: Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/12/2023 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735 DESCRIPTION: Service 401(k) plans Help individuals create a financial plan TYCOR BENEFIT ADMINISTRATORS INC POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/12/2023 ADDRESS: 955 Chesterbrook Blvd, Ste 310, Wayne PA 19087, United States DESCRIPTION: Retirement plan services Trustee Reviews Participant assistance Service advisor activities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-24 |
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