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Michael P Caraglia

Park Avenue Securities LLC

Portsmouth, NH

Charlestown, MA

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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2026-07-16
CA RA APPROVED 2025-04-03
TX RA APPROVED 2022-10-27
CT RA APPROVED 2022-02-17
ME RA APPROVED 2022-01-13
NY RA APPROVED 2021-12-20
NH RA APPROVED 2021-07-02
MA RA APPROVED 2021-06-03
  • HI RA
    APPROVED
    Since 2026-07-16
  • CA RA
    APPROVED
    Since 2025-04-03
  • TX RA
    APPROVED
    Since 2022-10-27
  • CT RA
    APPROVED
    Since 2022-02-17
  • ME RA
    APPROVED
    Since 2022-01-13
  • NY RA
    APPROVED
    Since 2021-12-20
  • NH RA
    APPROVED
    Since 2021-07-02
  • MA RA
    APPROVED
    Since 2021-06-03

Branch Locations

One New Hampshire Ave Suite 122, Portsmouth, NH 03801 • United States

Charlestown, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of New Hampshire Durham NH 08/2015 05/2019
Unemployed Wakefield MA 05/2019 07/2019
The Guyton Group Portsmouth NH 07/2019 Present
Guardian Life Insurance Company Portsmouth NH 06/2019 Present
Park Avenue Securities Portsmouth NH 05/2021 Present
Guardian Life Insurance Company Charlestown MA 06/2024 Present
Park Avenue Securities Charlestown MA 06/2024 Present
  • 08/2015 → 05/2019
    University Of New Hampshire
    Durham, NH
  • 05/2019 → 07/2019
    Unemployed
    Wakefield, MA
  • 07/2019 → Present
    The Guyton Group
    Portsmouth, NH
  • 06/2019 → Present
    Guardian Life Insurance Company
    Portsmouth, NH
  • 05/2021 → Present
    Park Avenue Securities
    Portsmouth, NH
  • 06/2024 → Present
    Guardian Life Insurance Company
    Charlestown, MA
  • 06/2024 → Present
    Park Avenue Securities
    Charlestown, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-21
  • S66 Uniform Combined State Law Examination
    2021-04-21
Other Names
  • Michael Caraglia

View on SEC IAPD

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Other Offices

CHARTER OAK CAPITAL MANAGEMENT · PORTSMOUTH, NH
NVEST FINANCIAL, LLC · PORTSMOUTH, NH
DAVID WENDELL ASSOCIATES, INC. · PORTSMOUTH, NH
KWM FINANCIAL LLC · PORSTMOUTH, NH
GOLDEN FINANCIAL SERVICES · PORTSMOUTH, NH
ESTATE PLANNERS OF NEW ENGLAND, LLC · PORTSMOUTH, NH
PISCATAQUA RESEARCH INC. · PORTSMOUTH, NH
PATRIOT ADVISORY GROUP · PORTSMOUTH, NH

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