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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-06-29 |
Branch Locations
22500 Se 64Th Pl Suite 240, Issaquah, WA 98027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Manheim Seattle | Kent | WA | 05/2018 | 08/2018 |
| Rainier Golf And Country Club | Seattle | WA | 05/2016 | 08/2017 |
| Stokes Auction Group | Edgewood | WA | 05/2015 | 05/2017 |
| Washington State University | Pullman | WA | 08/2015 | 05/2019 |
| Voya Financial Advisors, Inc. | Bellevue | WA | 07/2019 | 06/2021 |
| Unemployed | Burien | WA | 05/2019 | 07/2019 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY: Independent Insurance Agent; Yes; 10655 NE 4th St Ste 300; Bellevue; WA; 98004; Fixed Insurance Sales; Independent Insurance Agent; 10/9/2019; 160; 160; Sales of fixed insurance products| 2. NAME OF OTHER BUSINESS: WESTSTAR PROSPERITY PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES & INSURANCE DBA; START DATE: 06/2021; POSITION/TITLE/RELATIONSHIP: IAR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES & INSURANCE; 3. NAME OF OTHER BUSINESS: PLANNINGPOINT, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DBA FOR EXPENSE MANAGEMENT;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-03 |
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