Susan Dawson

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2025-08-27

Branch Locations

503 N 7 Hwy, Blue Springs, MO 64014 • United States

2915 S Noland Rd, Independence, MO 64055 • United States

6705 Blue Ridge Blvd, Raytown, MO 64133 • United States

17601 E 24 Hwy, Independence, MO 64056 • United States

1460 S. Jefferson Ave, Lebanon, MO 64057 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Fidelity Brokerage Services Llc	Overland Park	KS	03/2017	06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lees Summit	MO	07/2017	01/2018
Edward Jones	St Louis	MO	02/2018	04/2019
The Prudential Insurance Company Of America	Overland Park	KS	10/2019	01/2020
Pruco Securities Llc	Overland Park	KS	10/2019	01/2020
Unemployed	Kansas City	MO	02/2016	02/2017
Unemployed	Kansas City	MO	04/2019	09/2019
Planmember Securities Corporation	Carpinteria	CA	01/2020	03/2021
Spring Venture Group	Kansas City	MO	06/2020	01/2021
Farmer's Insurance	North Kansas City	MO	03/2021	08/2021
Triumph Financial Advisors, Llc	North Kansas	MO	04/2021	08/2025
Fortune Financial Services	Monaca	PA	02/2023	12/2023
Lpl Financial Llc	Kansas City	MO	08/2025	Present
Commerce Bank	Kansas City	MO	08/2025	Present

03/2017 → 06/2017

Fidelity Brokerage Services Llc

Overland Park, KS
07/2017 → 01/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lees Summit, MO
02/2018 → 04/2019

Edward Jones

St Louis, MO
10/2019 → 01/2020

The Prudential Insurance Company Of America

Overland Park, KS
10/2019 → 01/2020

Pruco Securities Llc

Overland Park, KS
02/2016 → 02/2017

Unemployed

Kansas City, MO
04/2019 → 09/2019

Unemployed

Kansas City, MO
01/2020 → 03/2021

Planmember Securities Corporation

Carpinteria, CA
06/2020 → 01/2021

Spring Venture Group

Kansas City, MO
03/2021 → 08/2021

Farmer's Insurance

North Kansas City, MO
04/2021 → 08/2025

Triumph Financial Advisors, Llc

North Kansas, MO
02/2023 → 12/2023

Fortune Financial Services

Monaca, PA
08/2025 → Present

Lpl Financial Llc

Kansas City, MO
08/2025 → Present

Commerce Bank

Kansas City, MO

1- 08/2025 / Commerce Financial Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-07-19
S63	Uniform Securities Agent State Law Examination	2005-12-20

Other Firms