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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-30
LA RA APPROVED 2024-11-19
  • TX RA
    APPROVED
    Since 2024-11-30
  • LA RA
    APPROVED
    Since 2024-11-19

Branch Locations

445 North Blvd, Baton Rouge, LA 70802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Xtollo Investment Partners, Llc Austin TX 02/2023 10/2024
Quasar Distributors, Llc Austin TX 09/2023 10/2024
Merrill Lynch Baton Rouge LA 06/2019 08/2022
Gatzby Productions Baton Rouge LA 09/2022 01/2023
Bank Of America Corporation Baton Rogue LA 06/2019 08/2022
Unemployed Baton Rogue LA 01/2013 06/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baton Rouge LA 10/2024 Present
Nicholls State University Thibodaux LA 08/2021 01/2024
Bank Of America, N.A. Baton Rouge LA 11/2024 Present
  • 02/2023 → 10/2024
    Xtollo Investment Partners, Llc
    Austin, TX
  • 09/2023 → 10/2024
    Quasar Distributors, Llc
    Austin, TX
  • 06/2019 → 08/2022
    Merrill Lynch
    Baton Rouge, LA
  • 09/2022 → 01/2023
    Gatzby Productions
    Baton Rouge, LA
  • 06/2019 → 08/2022
    Bank Of America Corporation
    Baton Rogue, LA
  • 01/2013 → 06/2019
    Unemployed
    Baton Rogue, LA
  • 10/2024 → Present
    Baton Rouge, LA
  • 08/2021 → 01/2024
    Nicholls State University
    Thibodaux, LA
  • 11/2024 → Present
    Bank Of America, N.A.
    Baton Rouge, LA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-12
  • S66 Uniform Combined State Law Examination
    2024-08-12
Other Names
  • Grant David
  • Grant Mathew David

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