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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-09-05
  • SC RA
    APPROVED
    Since 2025-09-05

Branch Locations

836 Powdersville Rd Ste A, Easley, SC 29642 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pointsett General Agency, Inc. Greenville SC 07/2004 12/2018
Hd Vest Insurance Agency, Llc Irving TX 06/2019 09/2025
Hd Vest Advisory Services Easley SC 06/2019 09/2025
T&S Tax Preparers Llc Easley SC 02/2011 01/2018
Tax Specialist Of The Carolinas Inc. Easley SC 01/2018 Present
Tax Specialists Of The Carolinas, Inc. Easley SC 01/2018 09/2025
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 07/2004 → 12/2018
    Pointsett General Agency, Inc.
    Greenville, SC
  • 06/2019 → 09/2025
    Hd Vest Insurance Agency, Llc
    Irving, TX
  • 06/2019 → 09/2025
    Hd Vest Advisory Services
    Easley, SC
  • 02/2011 → 01/2018
    T&S Tax Preparers Llc
    Easley, SC
  • 01/2018 → Present
    Tax Specialist Of The Carolinas Inc.
    Easley, SC
  • 01/2018 → 09/2025
    Tax Specialists Of The Carolinas, Inc.
    Easley, SC
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-09-13 → 2025-09-05
    Avantax Advisory Services
    Easley, SC
    Dallas, TX
Other Businesses

1 )TAX SPECIALISTS OF THE CAROLINAS, INC. POSITION: President NATURE: We provide Income Tax Preparation, Tax Audit/Collection Representation, Bookkeeping, and Payroll Services to both individuals and businesses. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/28/2018 ADDRESS: 836 Powdersville Rd, Ste A, Easley SC 29642, DESCRIPTION: My primary duties include income tax preparation, audit/collection representation, and administrative tasks (day-to-day operations management of the firm). 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/2005; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 3) NAME OF OTHER BUSINESS: PERSONAL RENTAL PROPERTY ; INVESTMENT RELATED: NO ; ADDRESS:4417 FARRS BRIDGE RD EASLEY SC,29640 ; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 7/1/26 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 0 ; APX NUMBER OF HOURS DURING TRADING HOURS:0 ; BRIEF DESCRIPTION OF DUTIES: RENTAL OF PROPERTY; 4) NAME OF OTHER BUSINESS: TRUSTED PRODUCT SCOUT; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: ONLINE PUBLISHING AND AFFILIATE MARKETING BUSINESS; START DATE: 7/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SETTING STRATEGY AND EDITORIAL DIRECTION; RESEARCHING AND PUBLISHING PRODUCT REVIEWS AND COMPARISON ARTICLES FOR SMALL-BUSINESS SOFTWARE AND OFFICE TOOLS; MANAGING THE WEBSITE AND PUBLISHING SYSTEMS; OVERSEEING SEO, NEWSLETTER, AND SOCIAL DISTRIBUTION; ENROLLING IN AND MAINTAINING AFFILIATE PARTNER PROGRAMS; AND REVIEWING ANALYTICS AND PERFORMANCE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-13
  • S65 Uniform Investment Adviser Law Examination
    2019-09-13

View on SEC IAPD

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