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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pointsett General Agency, Inc. | Greenville | SC | 07/2004 | 12/2018 |
| Hd Vest Insurance Agency, Llc | Irving | TX | 06/2019 | 09/2025 |
| Hd Vest Advisory Services | Easley | SC | 06/2019 | 09/2025 |
| T&S Tax Preparers Llc | Easley | SC | 02/2011 | 01/2018 |
| Tax Specialist Of The Carolinas Inc. | Easley | SC | 01/2018 | Present |
| Tax Specialists Of The Carolinas, Inc. | Easley | SC | 01/2018 | 09/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1 )TAX SPECIALISTS OF THE CAROLINAS, INC. POSITION: President NATURE: We provide Income Tax Preparation, Tax Audit/Collection Representation, Bookkeeping, and Payroll Services to both individuals and businesses. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/28/2018 ADDRESS: 836 Powdersville Rd, Ste A, Easley SC 29642, DESCRIPTION: My primary duties include income tax preparation, audit/collection representation, and administrative tasks (day-to-day operations management of the firm). 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/2005; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 3) NAME OF OTHER BUSINESS: PERSONAL RENTAL PROPERTY ; INVESTMENT RELATED: NO ; ADDRESS:4417 FARRS BRIDGE RD EASLEY SC,29640 ; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 7/1/26 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 0 ; APX NUMBER OF HOURS DURING TRADING HOURS:0 ; BRIEF DESCRIPTION OF DUTIES: RENTAL OF PROPERTY; 4) NAME OF OTHER BUSINESS: TRUSTED PRODUCT SCOUT; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: ONLINE PUBLISHING AND AFFILIATE MARKETING BUSINESS; START DATE: 7/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SETTING STRATEGY AND EDITORIAL DIRECTION; RESEARCHING AND PUBLISHING PRODUCT REVIEWS AND COMPARISON ARTICLES FOR SMALL-BUSINESS SOFTWARE AND OFFICE TOOLS; MANAGING THE WEBSITE AND PUBLISHING SYSTEMS; OVERSEEING SEO, NEWSLETTER, AND SOCIAL DISTRIBUTION; ENROLLING IN AND MAINTAINING AFFILIATE PARTNER PROGRAMS; AND REVIEWING ANALYTICS AND PERFORMANCE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-13 |
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