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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-03
  • CA RA
    APPROVED
    Since 2025-04-03

Branch Locations

15315 Fairfield Ranch Road Ste 230, Chino Hills, CA 91709-8836 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 01/2025 Present
The Capital Group Companies Irvine CA 11/2005 Present
  • 01/2025 → Present
    St. Louis, MO
  • 11/2005 → Present
    The Capital Group Companies
    Irvine, CA
Other Businesses

BRIEF_DESCRIPTION: Self (Rental property) Type of business: Rental property Ferguson, MO Start date: 12/17/2021 Owner Hours per week: 0 Hours during trading: 0 I also own a second property. Management of both properties is contracted to a property manager.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-01
  • S66 Uniform Combined State Law Examination
    2025-04-01
Other Names
  • Brian Steven Steen

View on SEC IAPD

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