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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-17 |
| OH | RA | APPROVED | 2022-03-11 |
Branch Locations
8044 Montgomery Rd Floor 02, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Cincinnati | OH | 07/2019 | Present |
| Jp Morgan Chase Bank | Cincinnati | OH | 07/2019 | Present |
| Mack's Landscaping & Lawncare | Dayton | OH | 01/2012 | 01/2018 |
| Mississippi State University | Starkville | MS | 08/2015 | 05/2019 |
| J.P. Morgan Private Bank | Cincinnati | OH | 05/2018 | 08/2018 |
| Unemployed | Dayton | OH | 06/2019 | 07/2019 |
Entity Name: The Alpaugh Family Economics Center at the University of Cincinnati Investment related: No Address: https://www.economicscenter.org/ https://www.economicscenter.org/about/ 225 Calhoun St #370, Cincinnati, OH 45219 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 11/10/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I serve on the Board of Directors and maintain a vote. I also serve on the Annual Event Planning Committee, where we plan the largest fundraiser for the center. The Center provides financial literacy based programming for K-12 aged students, as well as economic research.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-27 |
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