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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-05-06 |
| TX | RA | APPROVED | 2026-04-28 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2019 | 07/2024 |
| Us Army Reserve | Phoenix | AZ | 01/2018 | 01/2024 |
| United States Air Force | Tucson | AZ | 02/2013 | 01/2018 |
| Arizona Western College | Yuma | AZ | 08/2010 | 05/2017 |
| Lpl Financial Llc | Tempe | AZ | 07/2024 | 02/2026 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 03/2026 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 03/2026 | Present |
| Arizona State University | Tempe | AZ | 08/2017 | 12/2019 |
| Grand Canyon University | Phoenix | AZ | 01/2022 | 12/2023 |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-20 |
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