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Frances K Hermes

J.P. Morgan Securities LLC

Birmingham, MI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-02-10
TX RA APPROVED 2023-02-10
  • MI RA
    APPROVED
    Since 2023-02-10
  • TX RA
    APPROVED
    Since 2023-02-10

Branch Locations

480 Pierce St Floor 02, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Birmingham MI 07/2019 Present
Jp Morgan Chase Bank Birmingham MI 07/2019 Present
Jp Morgan Chase Bank Birmingham MI 05/2018 08/2018
Meridian Health Plan Detroit MI 05/2017 08/2017
Unemployed Troy MI 05/2019 06/2019
Michigan State University East Lansing MI 09/2015 05/2019
Meridian Health Plan Detroit MI 12/2017 01/2018
  • 07/2019 → Present
    Jp Morgan Securities Llc
    Birmingham, MI
  • 07/2019 → Present
    Jp Morgan Chase Bank
    Birmingham, MI
  • 05/2018 → 08/2018
    Jp Morgan Chase Bank
    Birmingham, MI
  • 05/2017 → 08/2017
    Meridian Health Plan
    Detroit, MI
  • 05/2019 → 06/2019
    Unemployed
    Troy, MI
  • 09/2015 → 05/2019
    Michigan State University
    East Lansing, MI
  • 12/2017 → 01/2018
    Meridian Health Plan
    Detroit, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-10
S63 Uniform Securities Agent State Law Examination 2019-10-07
  • S65 Uniform Investment Adviser Law Examination
    2023-02-10
  • S63 Uniform Securities Agent State Law Examination
    2019-10-07
Other Names
  • Cece Hermes
  • Frances Kay Hermes
  • Frances Kay Hermes

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BIRMINGHAM, MI
RISK PARADIGM GROUP, LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
INNOVIA WEALTH, LLC · Birmingham, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BIRMINGHAM, MI
TOWNSEND STREET CAPITAL MANAGEMENT · BIRMINGHAM, MI
VALSTONE PARTNERS VI · BIRMINGHAM, MI

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