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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-10-02
  • NV RA
    APPROVED
    Since 2025-10-02

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Reno, NV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Denver CO 12/2019 10/2021
Conifer High School Conifer CO 08/2011 01/2022
Northwestern Mutual Life Insurance Company Denver CO 10/2021 05/2022
Northwestern Mutual Investment Services Llc Denver CO 10/2021 05/2022
Northwestern Mutual Wealth Management Company Denver CO 02/2022 05/2022
Massmutual Life Insurance Company Denver CO 12/2022 09/2023
Mml Investors Services, Llc Denver CO 03/2023 09/2023
Altitude Financial Partners Littleton CO 05/2022 01/2023
Hornor, Townsend & Kent, Llc Littleton CO 10/2022 01/2023
Empower Financial Services, Inc Greenwood Village CO 05/2025 Present
Collegeinvest Denver CO 09/2023 03/2025
Empower Advisory Group, Llc Greenwood Village CO 09/2025 Present
  • 12/2019 → 10/2021
    Nylife Securities Llc
    Denver, CO
  • 08/2011 → 01/2022
    Conifer High School
    Conifer, CO
  • 10/2021 → 05/2022
    Northwestern Mutual Life Insurance Company
    Denver, CO
  • 10/2021 → 05/2022
    Northwestern Mutual Investment Services Llc
    Denver, CO
  • 02/2022 → 05/2022
    Northwestern Mutual Wealth Management Company
    Denver, CO
  • 12/2022 → 09/2023
    Massmutual Life Insurance Company
    Denver, CO
  • 03/2023 → 09/2023
    Mml Investors Services, Llc
    Denver, CO
  • 05/2022 → 01/2023
    Altitude Financial Partners
    Littleton, CO
  • 10/2022 → 01/2023
    Hornor, Townsend & Kent, Llc
    Littleton, CO
  • 05/2025 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 09/2023 → 03/2025
    Collegeinvest
    Denver, CO
  • 09/2025 → Present
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-24
S63 Uniform Securities Agent State Law Examination 2021-03-26
  • S66 Uniform Combined State Law Examination
    2025-09-24
  • S63 Uniform Securities Agent State Law Examination
    2021-03-26
Other Names
  • Willie Prosper Hayes
  • Willie Prosper Hayes

View on SEC IAPD

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