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Jose D. Barraza

Strategic Advisers LLC

Chandler, AZ

Phoenix, AZ

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • AZ RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

7001 West Ray Road Chandler Pavilions, Chandler, AZ 85226-1517 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Oak Brook IL 07/2019 08/2022
Ashley Furniture Naperville IL 05/2016 06/2019
Student Romeoville IL 08/2008 05/2019
Morgan Stanley Private Bank, N.A New York NY 08/2019 08/2022
Fidelity Investments Llc Chandler AZ 08/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 07/2019 → 08/2022
    Morgan Stanley
    Oak Brook, IL
  • 05/2016 → 06/2019
    Ashley Furniture
    Naperville, IL
  • 08/2008 → 05/2019
    Student
    Romeoville, IL
  • 08/2019 → 08/2022
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 08/2022 → Present
    Fidelity Investments Llc
    Chandler, AZ
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-10-27 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Chandler, AZ
  • 2019-10-04 → 2022-08-04
    Morgan Stanley
    Oak Brook, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-04
  • S66 Uniform Combined State Law Examination
    2019-10-04
Other Names
  • Jose D Barraza
  • Jose D Barraza
  • Jose De La Luz Barraza

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
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VAL VISTA CAPITAL MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
INDEPENDENT FINANCIAL GROUP, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

Aaron D Hyde
Kelly A Luft
ADRIENNE TERENA BORCHERS
Eric Sitton
SAMUEL J SMITH
RENEE JEAN HRUSKA
ANDREA MICHELLE MCLELLAND
Christine Lynne Lobdell Raney

Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

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