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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| College Of The Holy Cross | Worcester | MA | 08/2015 | 05/2019 |
| Metlife | New York | NY | 06/2017 | 08/2017 |
| Bnp Paribas | New York | NY | 06/2018 | 08/2018 |
| Bnppsc | New York | NY | 07/2019 | 08/2021 |
| First Republic Securities Company, Llc | Boston | MA | 08/2021 | 06/2023 |
| First Republic Investment Management, Inc | Boston | MA | 08/2021 | 06/2023 |
| Ubs Financial Services Inc | Boston | MA | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-17 |
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