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Colin Nathaniel Thurston

Charles Schwab & Co., Inc.

Indianapolis, IN

CRD 7145792

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-10-26
CA RA APPROVED 2022-10-21
  • IN RA
    APPROVED
    Since 2022-10-26
  • CA RA
    APPROVED
    Since 2022-10-21

Branch Locations

8332 Woodfield Crossing Blvd., Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 06/2019 Present
Hall Quarry Beach Batavia IL 04/2014 05/2017
Hall Quarry Beach Batavia IL 05/2017 05/2018
Cups Coffee Indianapolis IN 05/2018 12/2018
Student Indianapolis IN 02/2019 06/2019
Charles Schwab Bank, Ssb Indianapolis IN 08/2022 Present
  • 06/2019 → Present
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 04/2014 → 05/2017
    Hall Quarry Beach
    Batavia, IL
  • 05/2017 → 05/2018
    Hall Quarry Beach
    Batavia, IL
  • 05/2018 → 12/2018
    Cups Coffee
    Indianapolis, IN
  • 02/2019 → 06/2019
    Student
    Indianapolis, IN
  • 08/2022 → Present
    Charles Schwab Bank, Ssb
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-12
S63 Uniform Securities Agent State Law Examination 2020-12-04
  • S66 Uniform Combined State Law Examination
    2022-09-12
  • S63 Uniform Securities Agent State Law Examination
    2020-12-04
Designations
  • Certified Financial Planner
Other Names
  • Colin Thurston
  • Colin N Thurston

View on SEC IAPD

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