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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-07-07 |
| TX | RA | APPROVED | 2023-07-07 |
Branch Locations
218 Frontage Road Suite A, Clemson, SC 29631 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clemson | SC | 06/2019 | 08/2019 |
| United States Army | Watertown | NY | 11/2008 | 02/2019 |
| Unemployed | Clemson | SC | 02/2019 | 06/2019 |
| Bank Of America, N.A. | Clemson | SC | 08/2019 | 09/2020 |
| Wells Fargo Clearing Services, Llc. | Seneca | SC | 09/2020 | 07/2023 |
| Wells Fargo Advisors Financial Network, Llc | Clemson | SC | 07/2023 | Present |
HLCR FINANCIAL LLC, INV RELATED, CENTRAL, SC, 100% OWNERSHIP, START 5/2/2023, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE. RISE FINANCIAL LLC P, INV RELATED, CLEMSON, SC, 25% OWNERSHIP, START 5/2/2023, 5 HOURS PER MONTH, 1 HOUR DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-02 |
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