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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Zip Express Courier Service | Louisville | KY | 05/2009 | 03/2018 |
| Transamerica | Evansville | IN | 03/2018 | 09/2019 |
| Vineyard Financial | Evansville | IN | 06/2019 | 07/2020 |
| Securian Financial Services Inc | St Paul | MN | 01/2021 | 02/2021 |
| Securian Financial Services Inc | St Paul | MN | 03/2021 | 05/2022 |
| Shoemaker Financial | Newburgh | IN | 03/2021 | 05/2022 |
| Allstate | Mount Vernon | IN | 07/2020 | 01/2021 |
| Securian Financial Services Inc | St Paul | MN | 05/2022 | 08/2023 |
| Minnesota Life Insurance Co | St Paul | MN | 05/2022 | 08/2023 |
| Shoemaker Financial | Newburgh | IN | 05/2022 | Present |
| Cetera Wealth Services, Llc | Newburgh | IN | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1) SHOEMAKER FINANCIAL FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/27/2019 ADDRESS: 2176 West St Ste 100, Germantown TN 38138, United States DESCRIPTION: fixed insurance sales 2) NAME OF OTHER BUSINESS: KENTUCKY GENEALOGICAL SOCIETY; INVESTMENT RELATED: NO ; ADDRESS: PO BOX 54704 LEXINGTON, KY 40555; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS, UNPAID GENEALOGY SEMINARS; 3 NAME OF OTHER BUSINESS: POSEY COUNTY COMMUNITY FOUNDATION; INVESTMENT RELATED: NO ; ADDRESS: 601 MAIN ST MT VERNON, IN 47620; NATURE OF BUSINESS: NON PROFIT; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS, SERVE ON GRANT COMMITTEE; 4) NAME OF OTHER BUSINESS: COMMUNITY EMERGENCY ACTION BOARD; INVESTMENT RELATED: NO ; ADDRESS: 601 MAIN ST MT VERNON, IN 47620; NATURE OF BUSINESS: NON PROFIT; START DATE: 06/2022; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PART OF A METRO UNITED WAY AGENCY, AID TO COMMUNITY MEMBERS WITH ELECTRICITY AND RENT; 5) NAME OF OTHER BUSINESS: FRIENDS OF THE ALEXANDRIAN PUBLIC LIBRARY; INVESTMENT RELATED: NO ; ADDRESS: 115 W. 5TH ST MT VERNON, IN 47620; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2017; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DECIDE ON CLUB ACTIVITIES, ANNUAL MEETING, HELP A SMALL GROUP SUPPORT THE LIBRARY; 6) NAME OF OTHER BUSINESS: POSEY COUNTY HISTORICAL SOCIETY; INVESTMENT RELATED: NO; ADDRESS: 716 LOCUST ST MT VERNON, IN 47620 NATURE OF BUSINESS: NON PROFIT; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS:0; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS; 7) NAME OF OTHER BUSINESS: SELF-PUBLISHED AUTHOR; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: AUTHOR; START DATE: 4/2005; POSITION/TITLE/RELATIONSHIP: AUTHOR; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SELF-PUBLISHED AUTHOR OF TWO BOOKS ONLY THE STRONG GO TO THE TOP AND WITHIN THE REALMS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-13 |
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