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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-31 |
| IN | RA | APPROVED | 2020-09-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 05/2020 | Present |
| Indiana University | Bloomington | IN | 08/2016 | 05/2020 |
| German American Bank | Bloomington | IN | 02/2018 | 09/2019 |
| Office Of Sorority And Fraternity Life | Bloomington | IN | 08/2016 | 03/2020 |
| Bank Of America Merrill Lynch | Indianapolis | IN | 06/2019 | 08/2019 |
| Jasper Engines And Transmissions | Jasper | IN | 05/2020 | 08/2020 |
| Krempp Lumber Company | Jasper | IN | 05/2015 | 08/2017 |
| Bank Of America, N.A. | Indianapolis | IN | 08/2020 | Present |
I*823257For profit or not for profit: Entity CharitableName of outside business organization: Jasper Girls Soccer Booster ClubInvestment related: NoAddress of business: Jasper, Indiana, 47546Nature of business: School, College or UniversityPosition, title, association: Assistant CoachStart date of relationship: 6/1/2022Number of hours devoted: 8 hour) WeeklyNumber of hours devoted during trading hours: 4Duties: Assistant CoachI*1086258For profit or not for profit: Entity CharitableName of outside business organization: Dubois County Community FoundationInvestment related: NoAddress of business: Jasper, Indiana, 47546Nature of business: Charitable OrganizationPosition, title, association: Investment committeeStart date of relationship: 1/1/2023Number of hours devoted: 15 hour) YearlyNumber of hours devoted during trading hours: 0Duties: Review quarterly budgets for foundation.I*951252For profit or not for profit: Entity CharitableName of outside business organization: Heart of JasperInvestment related: NoAddress of business: Jasper, Indiana, 47546Nature of business: Charitable OrganizationPosition, title, association: Committee memberStart date of relationship: 8/10/2022Number of hours devoted: 2 hour) MonthlyNumber of hours devoted during trading hours: 0Duties: Their purpose is to use funds raised through their outreach campaigns and directly from the City of Jasper to revitalize the downtown area. I will be a member of the Economic Vitality committee (member, not head). This committee runs economic development, finds use for vacant space downtown, and finds new businesses coming to the area top help them get going. No direct access to funds; no sole discretion of the use of the funds or which projects / businesses that they are distributed to.I*: 2311277Entity Type: For ProfitName of OBA: P&L Rentals LLCAddress: Jasper, IN IndianaInvestment Related: NoPosition, Title, Association: owner Employee Start Date: 04/14/2025Number of Hours: 2 hrs wklyNumber of Hours during trading: 0Duties: Ownership of residential rental unit I*3965265 Entity Type: Entity Charitable Name of OBA: Jasper Youth Soccer Address: Jasper, Indiana, 47546 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 03/15/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: Youth Soccer organization Board Member - At large
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-01 |
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