Connor John Duncan

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-04-12
MI	RA	APPROVED	2023-12-22

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bloomfield Hills	MI	11/2021	Present
Tegus	Chicago	IL	11/2020	11/2021
Trueshares	Rosemont	IL	05/2020	09/2020
Lake Forest College	Lake Forest	IL	08/2016	05/2020
Green Detroit Salad Co.	Detroit	MI	02/2016	08/2017
Kll Enterprises	Lake Forest	IL	04/2016	08/2017
Lake Forest College	Lake Forest	IL	10/2019	03/2020
Bank Of America, N.A.	Bloomfield Hills	MI	05/2024	Present

11/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bloomfield Hills, MI
11/2020 → 11/2021

Tegus

Chicago, IL
05/2020 → 09/2020

Trueshares

Rosemont, IL
08/2016 → 05/2020

Lake Forest College

Lake Forest, IL
02/2016 → 08/2017

Green Detroit Salad Co.

Detroit, MI
04/2016 → 08/2017

Kll Enterprises

Lake Forest, IL
10/2019 → 03/2020

Lake Forest College

Lake Forest, IL
05/2024 → Present

Bank Of America, N.A.

Bloomfield Hills, MI

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-12-21
S63	Uniform Securities Agent State Law Examination	2023-11-01

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