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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-12-17
TX RA APPROVED 2021-12-17
  • PA RA
    APPROVED
    Since 2021-12-17
  • TX RA
    APPROVED
    Since 2021-12-17

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Marketing Corporation Malvern PA 11/2021 Present
Vanguard Advisers, Inc. Malvern PA 11/2021 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 06/2019 06/2020
Gettysburg College Gettysburg PA 07/2015 05/2019
Ace American Insurance Co Wilmington DE 06/2018 08/2018
Bank Of America, N.A. Pennington NJ 02/2021 11/2021
The Vanguard Group Inc. Malvern PA 11/2021 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 06/2020 02/2021
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-26
  • S66 Uniform Combined State Law Examination
    2020-05-26
Other Names
  • Cole Watson
  • Cole Watson

View on SEC IAPD

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