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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-01-13
  • WI RA
    APPROVED
    Since 2022-01-13

Branch Locations

525 Junction Road Suite 8100, North Tower, Madison, WI 53717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 06/2019 07/2021
University Of Illinois At Urbana Champaign Urbana IL 08/2015 05/2019
Arlington Lanes Arlington Heights IL 08/2013 09/2017
Illini Union Tech Zone Urbana IL 09/2016 05/2019
Merrill Edge Rolling Meadows IL 06/2018 08/2018
Massmutual Life Insurance Company Madison WI 07/2021 Present
Mml Investors Services, Llc Madison WI 07/2021 Present
  • 06/2019 → 07/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Rolling Meadows, IL
  • 08/2015 → 05/2019
    University Of Illinois At Urbana Champaign
    Urbana, IL
  • 08/2013 → 09/2017
    Arlington Lanes
    Arlington Heights, IL
  • 09/2016 → 05/2019
    Illini Union Tech Zone
    Urbana, IL
  • 06/2018 → 08/2018
    Merrill Edge
    Rolling Meadows, IL
  • 07/2021 → Present
    Massmutual Life Insurance Company
    Madison, WI
  • 07/2021 → Present
    Madison, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-23
  • S66 Uniform Combined State Law Examination
    2021-11-23
Other Names
  • Molly Konefes

View on SEC IAPD

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