Jake Thomas Finnucan

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-04-14
CT	RA	APPROVED	2021-03-02

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fairfield	CT	07/2020	Present
Unemployed	Derby	CT	06/2020	07/2020
University Of Rhode Island	Kingston	RI	09/2016	05/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fairfield	CT	12/2019	01/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fairfield	CT	06/2019	08/2019
Webster Bank Financial Corporation	Shelton	CT	06/2018	08/2018
Bank Of America, N.A.	Fairfield	CT	07/2022	Present

07/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fairfield, CT
06/2020 → 07/2020

Unemployed

Derby, CT
09/2016 → 05/2020

University Of Rhode Island

Kingston, RI
12/2019 → 01/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fairfield, CT
06/2019 → 08/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fairfield, CT
06/2018 → 08/2018

Webster Bank Financial Corporation

Shelton, CT
07/2022 → Present

Bank Of America, N.A.

Fairfield, CT

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-02-26

Other Firms