Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-18
FL RA APPROVED 2024-02-16
VA RA APPROVED 2022-01-03
  • TX RA
    APPROVED
    Since 2024-04-18
  • FL RA
    APPROVED
    Since 2024-02-16
  • VA RA
    APPROVED
    Since 2022-01-03

Branch Locations

9219 Center St., Manassas, VA 20110 • United States

8201 Peters Rd. Ste. 1000, Plantation, FL 33324 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ymca Silver Spring MD 01/2002 Present
La Fitness Wheaton MD 01/2012 Present
Cambridge Investment Research, Inc. Fairfield IA 03/2016 06/2018
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2016 06/2018
Fsc Securities Corp Atlanta GA 06/2018 10/2019
Cambridge Investment Research, Inc. Fairfield IA 10/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2019 Present
Previous Registrations
  • 2018-06-11 → 2019-10-09
    Fsc Securities Corporation
    Silver Spring, MD
    Brunswick, MD
  • 2016-05-02 → 2018-06-29
    Lutherville, MD
  • 2018-06-07 → 2018-06-07
    Fsc Securities Corporation
    Brunswick, MD
  • 2010-10-25 → 2016-05-03
    Rockville, MD
  • 2010-09-23 → 2010-09-23
    Rockville, MD
  • 2010-04-26 → 2010-09-09
    Qa3 Financial Llc
    Omaha, NE
  • 2007-10-15 → 2010-04-30
    Securities America Advisors, Inc.
    Gaithersburg, MD
Other Businesses

1. LA FITNESS, 11010 VEIRS MILL RD, WHEATON, MD, FITNESS INSTRUCTOR, 09/01/12, NIR, 4 HR/WK- 0/TRADING HR. 2. ELAINA ROECKLEIN, 9903 BLUNDON DRIVE, #201, SILVER SPRING, MD, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/05, 5 HR/MO- 0/TRADING HR. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 05/03/16 4. INSURANCE / 9219 Center Street, Apt 201, Manassas VA 20110 / 02/04/2022 / INV REL / INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES / 5 HR/MO - 2 HR/MO TRADING 5. ELAINE ROECKLEIN, 9466 GEORGIA AVENUE, #60, SILVER SPRING MD 20910, United States, 04/17/2023, Investment Advisor Representative, Notary, NIR, 1 HR/MO - 1 HR/MO TRADING 6. MADISON FINANCIAL STRATEGIES, 9219 Center Street, Manassas VA 20110, United States, 06/15/2026, Investment Advisor Representative, DBA Name, INV REL, 120 HR/MO - 120 HR/MO TRADING 7. NOTARY PUBLIC OF MARYLAND, 3481 South Leisure World Boulevard, Silver Spring MD 20906, United States, 06/15/2026, I am a notary public in the State of Maryland., Notary, NIR, 1 HR/MO - 1 HR/MO TRADING 8. INSURANCE AGENT, 3481 South Leisure World Boulevard, Silver Spring MD 20906, United States, 06/22/2026, Agent, Insurance Agent, INV REL, 5 HR/MO - 5 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-20
S63 Uniform Securities Agent State Law Examination 2005-08-05
  • S65 Uniform Investment Adviser Law Examination
    2007-07-20
  • S63 Uniform Securities Agent State Law Examination
    2005-08-05
Other Names
  • Elaine Klein
  • Lanie May

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Manassas, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor