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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-10-03 |
Branch Locations
701 Pike Street Suite 2100, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baird | Seattle | WA | 06/2019 | 06/2023 |
| Dragon Accents Llc | Seattle | WA | 06/2018 | 06/2019 |
| Homemaking | Seattle | WA | 09/2016 | 06/2018 |
| Homemaking | Shanghai | 08/2015 | 09/2016 | |
| Oppenheimer & Co. Inc. | Seattle | WA | 10/2024 | Present |
| Unemployed | Seattle | WA | 07/2023 | 09/2024 |
NAME OF OBA: DRAGON ACCENTS LLC. IT IS NOT INVESTMENT RELATED. IT WAS UNDER MY PREVIOUS ADDRESS BUT HAS SINCE CHANGED ADDRESS SINCE WE MOVED. THE NATURE OF THE BUSINESS IS TO PROVIDE PROFESSIONAL SERVICES - LIFE COACH AND TRANSLATIONS. I AM THE SOLO PROPRIETOR OF THE LLC. I STRATED TO PROVIDE LOFE COACH FROM 10/1/24. APPROX. NO. OF HOURS/MONTH - 16 HOURS-18 HOURS ONLY ON WEEKENDS. THERE AREN'T/WILL NOT BE ANY HOURS I DEVOTE TO THE OBA DURING SECURITIES-TRADING HOURS. I PROVIDE ONTOLOGY-BASED COACHING TO PEOPLE TO GET THEM OUT OF HABITUAL BEHAVIOR/THOUGHT PATTERNS AND CONNECT TO THEIR BEINGS, SO THEY CAN MAKE TRANSFORMATIONAL CHANGES IN THEIR LIVES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-08 |
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