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Current Employers
Aire Advisors, Llc

9350 Wilshire Blvd Suite 200, Beverly Hills, CA 90212 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED_RES 2026-08-05
  • CA RA
    APPROVED_RES
    Since 2026-08-05

Branch Locations

9350 Wilshire Blvd Suite 200, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Santa Monica CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Santa Monica CA 11/2016 08/2022
Aire Advisors, Llc Beverly Hills CA 08/2022 07/2026
Aire Advisors, Llc Beverly Hills CA 07/2026 Present
Previous Registrations
  • 2011-01-24 → 2022-08-24
    Santa Monica, CA
    Beverly Hills, CA
  • 2009-06-01 → 2011-01-27
    Beverly Hills, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Beverly Hills, CA
  • 2006-03-27 → 2007-04-02
    Morgan Stanley Dw Inc.
    Beverly Hills, CA
    Beverly Hills, CA
Other Businesses

1. The Golden Resource LLC; NIR; 30 Gould St, Sheridan, WY; import/export business; CEO; September 2020; Hrs/Month: 3 hours; Hrs During Trading hours: 0 hours; prepares documents and forms to move goods efficiently through import and export process.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-13
  • S66 Uniform Combined State Law Examination
    2006-03-13

View on SEC IAPD

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