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John Bates

Commonwealth Financial Network

Youngstown, OH

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-01-02
  • OH RA
    APPROVED
    Since 2024-01-02

Branch Locations

4308 Belmont Ave. Suite 2, Youngstown, OH 44505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Giant Eagle Warren OH 06/2017 05/2019
W3 Wealth Management, Llc Akron OH 05/2019 06/2021
W3 Wealth Management, Llc Akron OH 06/2021 01/2023
Tolmiros Financial Designs Youngstown OH 01/2023 02/2024
Unemployed Kinsman OH 04/2012 06/2017
Commonwealth Financial Network Waltham MA 01/2023 02/2024
Commonwealth Financial Network Waltham MA 02/2024 Present
Tolmiros Financial Designs Youngstown OH 02/2024 Present
  • 06/2017 → 05/2019
    Giant Eagle
    Warren, OH
  • 05/2019 → 06/2021
    W3 Wealth Management, Llc
    Akron, OH
  • 06/2021 → 01/2023
    W3 Wealth Management, Llc
    Akron, OH
  • 01/2023 → 02/2024
    Tolmiros Financial Designs
    Youngstown, OH
  • 04/2012 → 06/2017
    Unemployed
    Kinsman, OH
  • 01/2023 → 02/2024
    Commonwealth Financial Network
    Waltham, MA
  • 02/2024 → Present
    Commonwealth Financial Network
    Waltham, MA
  • 02/2024 → Present
    Tolmiros Financial Designs
    Youngstown, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-24
  • S66 Uniform Combined State Law Examination
    2023-10-24
Other Names
  • John Bates
  • John A Bates

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
RAYMOND JAMES & ASSOCIATES, INC.
MML INVESTORS SERVICES, LLC
EDELMAN FINANCIAL ENGINES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
NORTHROCK PARTNERS, LLC
CITIZENS SECURITIES, INC.
CENTAURUS FINANCIAL, INC.

Other Investors

DARIN LINWOOD HASSON
PHILIP JONATHAN BOVA
SARAH ARNOLD WALKER
WILLIAM J MINER
RONDA JEAN NOEL
Joshua Ethan Barr
Kevin Ellsworth-Myers
JEFFREY STEWART MCCREERY

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Youngstown, OH
RAYMOND JAMES & ASSOCIATES, INC. · Boardman, OH
MML INVESTORS SERVICES, LLC · BOARDMAN, OH
EDELMAN FINANCIAL ENGINES · BOARDMAN, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Boardman, OH
NORTHROCK PARTNERS, LLC · Youngstown, OH
AMERIPRISE FINANCIAL SERVICES, LLC · YOUNGSTOWN, OH
AMERIPRISE FINANCIAL SERVICES, LLC · Youngstown, OH

More in Youngstown, OH

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