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Brandon James Dove

Charles Schwab & Co., Inc.

Seattle, WA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-01-26
  • WA RA
    APPROVED
    Since 2022-01-26

Branch Locations

400 Westlake Ave N Suite 110, Seattle, WA 98109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade San Diego CA 06/2019 12/2022
Preferred Valet Parking San Diego CA 05/2018 04/2019
Fiji Yogurt San Diego CA 07/2017 03/2018
Inspire Hotel Services San Diego CA 07/2017 09/2017
Massmutual San Diego CA 06/2017 08/2017
Unemployment San Diego CA 07/2016 06/2017
College Student San Diego CA 09/2014 05/2019
Charles Schwab & Co., Inc. Seattle WA 12/2022 Present
Charles Schwab Bank, Ssb Seattle WA 12/2022 Present
Td Ameritrade, Inc. Seattle WA 06/2019 06/2024
  • 06/2019 → 12/2022
    Td Ameritrade
    San Diego, CA
  • 05/2018 → 04/2019
    Preferred Valet Parking
    San Diego, CA
  • 07/2017 → 03/2018
    Fiji Yogurt
    San Diego, CA
  • 07/2017 → 09/2017
    Inspire Hotel Services
    San Diego, CA
  • 06/2017 → 08/2017
    Massmutual
    San Diego, CA
  • 07/2016 → 06/2017
    Unemployment
    San Diego, CA
  • 09/2014 → 05/2019
    College Student
    San Diego, CA
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Seattle, WA
  • 12/2022 → Present
    Charles Schwab Bank, Ssb
    Seattle, WA
  • 06/2019 → 06/2024
    Td Ameritrade, Inc.
    Seattle, WA
Previous Registrations
  • 2019-09-16 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    San Diego, CA
    Seattle, WA
  • 2019-09-16 → 2022-10-14
    Td Ameritrade, Inc.
    San Diego, CA
    Seattle, WA
    Bellevue, WA
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-14
  • S66 Uniform Combined State Law Examination
    2019-09-14

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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