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Vivian Tran

J.P. Morgan Securities LLC

Phoenix, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-03-30
CA RA APPROVED 2024-12-05
  • AZ RA
    APPROVED
    Since 2026-03-30
  • CA RA
    APPROVED
    Since 2024-12-05

Branch Locations

4745 E. Elliot Rd, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Berkeley CA 04/2016 06/2021
Wells Fargo Clearing Services Llc Berkeley CA 06/2019 06/2021
Jpmorgan Chase Bank, N.A. Ahwatukee AZ 06/2021 Present
J.P. Morgan Securities Llc Ahwatukee AZ 06/2021 Present
  • 04/2016 → 06/2021
    Wells Fargo Bank Na
    Berkeley, CA
  • 06/2019 → 06/2021
    Wells Fargo Clearing Services Llc
    Berkeley, CA
  • 06/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Ahwatukee, AZ
  • 06/2021 → Present
    J.P. Morgan Securities Llc
    Ahwatukee, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-04
S63 Uniform Securities Agent State Law Examination 2019-11-19
  • S66 Uniform Combined State Law Examination
    2024-12-04
  • S63 Uniform Securities Agent State Law Examination
    2019-11-19

View on SEC IAPD

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