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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-10-10 |
Branch Locations
9100 West Chester Towne Centre Dr. Suite 225, West Chester, OH 45069 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Florence | KY | 05/2024 | 07/2025 |
| Jpmorgan Chase Bank, N.A. | Florence | KY | 05/2024 | 07/2025 |
| Bowling Green State University | Bowling Green | OH | 09/2023 | 04/2024 |
| Keybank | Toledo | OH | 05/2023 | 08/2023 |
| Abercrombie & Fitch Co. | Toledo | OH | 01/2023 | 02/2023 |
| Hrc/Svl, Llc Dba Peliton Hr Administration | Dayton | OH | 06/2020 | 08/2020 |
| Home Depot Inc. | Bowling Green | OH | 06/2021 | 08/2021 |
| Chipotle | Bowling Green | OH | 10/2020 | 03/2021 |
| Mcintosh's Pub & Grub, Llc | Bellbrook | OH | 12/2019 | 07/2020 |
| Unemployed | Waynesville | OH | 09/2020 | 09/2020 |
| Tilly'S | Beavercreek | OH | 11/2018 | 02/2019 |
| American Eagle Outfitters Inc. | Beavercreek | OH | 11/2017 | 06/2018 |
| Monarch Investment And Management Group | Dayton | OH | 05/2020 | 08/2020 |
| Wells Fargo Advisors | Miamisburg | OH | 05/2019 | 08/2019 |
| Unemployed | Waynesville | OH | 05/2014 | 10/2017 |
| Unemployed | Waynesville | OH | 07/2018 | 10/2018 |
| Unemployed | Waynesville | OH | 03/2019 | 04/2019 |
| Unemployed | Bowling Green | OH | 04/2021 | 05/2021 |
| Unemployed | Bowling Green | OH | 10/2022 | 12/2022 |
| Unemployed | Bowling Green | OH | 03/2023 | 04/2023 |
| Northwestern Mutual | Toledo | OH | 05/2022 | 09/2022 |
| Unemployed | Bowling Green | OH | 09/2021 | 04/2022 |
| Unemployed | Waynesville | OH | 09/2019 | 11/2019 |
| Mariner | Overland Park | KS | 07/2025 | 09/2025 |
| Mariner | Overland Park | KS | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-05 |
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