Michael Dean Pendergrass

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 07/2023
  Hornor Townsend & Kent Inc
  Horsham, PA
• 05/2012 → 07/2023
  Penn Mutual Life Ins Co
  Horsham, PA
• 07/2023 → Present
  Massmutual Life Insurance Co
  Oklahoma City, OK
• 08/2023 → Present
  Mml Investors Services, Llc
  Oklahoma City, OK

Previous Registrations

• 2012-05-21 → 2023-07-31
  Hornor, Townsend & Kent, Llc
  Yukon, OK
  Yukon, OK
  Tulsa, OK
  Oklahoma City, OK
  Tulsa, OK
  Wichita, KS
• 2006-01-31 → 2012-05-10
  Equitable Advisors, Llc
  Oklahoma City, OK
  Oklahoma City, OK

Other Businesses

NAME: BLUECREST FINANCIAL ALLIANCES INV REL: Y ADD: 1300 N. WALKER AVE., SUITE 200, OKLAHOMA CITY, OK 73103 NATURE: OUTSIDE INSURANCE SALES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH. POSITION: MANAGING DIRECTOR START DATE: 07/31/2023 No. HR/MO: 5. No. HR/MO DURING SEC TRADING: 5. DESCRIBE DUTIES: SOLICITATION AND SALE OF FIXED LIFE INSURANCE, DISABILITY INSURANCE, LONG-TERM CARE INSURANCE AND FIXED ANNUITIES THROUGH MULTIPLE INSURANCE CARRIERS. (2) NAME: P SQUARED WEALTH MANAGEMENT, LLC INV REL: Y ADD: 6305 WATERFORD BLVD., SUITE 300, OKLAHOMA CITY, OK 73118 NATURE: THIS IS THE DBA AND LLC OF MY SECURITIES AND INSURANCE BUSINESS POSITION: OWNER START DATE: 09/01/2025 No. HR/MO: 160. No. HR/MO DURING SEC TRADING: 160. DESCRIBE DUTIES: THIS IS THE DBA AND LLC OF MY SECURITIES AND INSURANCE BUSINESS THROUGH MASSMUTUAL AND MML INVESTOR SERVICES.

Exams

• S66 Uniform Combined State Law Examination
  2005-07-13

Other Names

• Michael D. Pendergrass