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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-28
OK RA APPROVED 2023-08-18
  • TX RA
    APPROVED_RES
    Since 2025-03-28
  • OK RA
    APPROVED
    Since 2023-08-18

Branch Locations

6305 Waterford Blvd Suite 300, Oklahoma City, OK 73118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Horsham PA 05/2012 07/2023
Penn Mutual Life Ins Co Horsham PA 05/2012 07/2023
Massmutual Life Insurance Co Oklahoma City OK 07/2023 Present
Mml Investors Services, Llc Oklahoma City OK 08/2023 Present
  • 05/2012 → 07/2023
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 05/2012 → 07/2023
    Penn Mutual Life Ins Co
    Horsham, PA
  • 07/2023 → Present
    Massmutual Life Insurance Co
    Oklahoma City, OK
  • 08/2023 → Present
    Oklahoma City, OK
Previous Registrations
Other Businesses

NAME: BLUECREST FINANCIAL ALLIANCES INV REL: Y ADD: 1300 N. WALKER AVE., SUITE 200, OKLAHOMA CITY, OK 73103 NATURE: OUTSIDE INSURANCE SALES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH. POSITION: MANAGING DIRECTOR START DATE: 07/31/2023 No. HR/MO: 5. No. HR/MO DURING SEC TRADING: 5. DESCRIBE DUTIES: SOLICITATION AND SALE OF FIXED LIFE INSURANCE, DISABILITY INSURANCE, LONG-TERM CARE INSURANCE AND FIXED ANNUITIES THROUGH MULTIPLE INSURANCE CARRIERS. (2) NAME: P SQUARED WEALTH MANAGEMENT, LLC INV REL: Y ADD: 6305 WATERFORD BLVD., SUITE 300, OKLAHOMA CITY, OK 73118 NATURE: THIS IS THE DBA AND LLC OF MY SECURITIES AND INSURANCE BUSINESS POSITION: OWNER START DATE: 09/01/2025 No. HR/MO: 160. No. HR/MO DURING SEC TRADING: 160. DESCRIBE DUTIES: THIS IS THE DBA AND LLC OF MY SECURITIES AND INSURANCE BUSINESS THROUGH MASSMUTUAL AND MML INVESTOR SERVICES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-13
  • S66 Uniform Combined State Law Examination
    2005-07-13
Other Names
  • Michael D. Pendergrass

View on SEC IAPD

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