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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-31 |
| NC | RA | APPROVED | 2019-11-22 |
Branch Locations
1610 E Marion St Ste 150 Lakeside Commons Complex, Shelby, NC 28150 • United States
130 Harbour Pl Dr Ste 200, Davidson, NC 28036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Shelby | NC | 06/2019 | Present |
| Hometrust Bank | Shelby | NC | 06/2017 | 06/2019 |
| Homemaking | Shelby | NC | 05/2013 | 06/2017 |
LACEY CAKES & BEAM PHOTOGRAPHY, NOT INVT RELATED, SHELBY, NC, 100% OWNERSHIP, START DATE 4/1/2010, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER-BAKER AND PHOTOGRAPH PORTRAITS AND FAMILY PHOTOGRAPHY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-22 |
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