Best Investors Account Sign in

Seera Walter

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ridgefield, CT

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-07
CT RA APPROVED 2019-10-16
  • TX RA
    APPROVED_RES
    Since 2021-04-07
  • CT RA
    APPROVED
    Since 2019-10-16

Branch Locations

63 Copps Hill Rd, Ridgefield, CT 06877 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 08/2014 Present
Bank Of America, N.A. Stamford CT 08/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-11
  • S66 Uniform Combined State Law Examination
    2019-10-11

View on SEC IAPD

Other Firms

OSAIC INSTITUTIONS, INC.
STRATOS WEALTH PARTNERS, LTD
J.P. MORGAN SECURITIES LLC
EDWARD JONES
R & R WEALTH STRATEGIES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
INVENIRE CAPITAL, LLC
MORGAN STANLEY

Other Investors

ELYSSIA CATHARYN POLAND
NELSON NOREN EHINGER
Jennifer Bower Perkins
David M Lewson
LISA A CERBONE MONTALTO
Levar D Brown
BARBARA ANN MCMAHON
ILLONA MARIE VITALI

Other Offices

OSAIC INSTITUTIONS, INC. · RIDGEFIELD, CT
STRATOS WEALTH PARTNERS, LTD · Ridgefield, CT
J.P. MORGAN SECURITIES LLC · RIDGEFIELD, CT
EDWARD JONES · Ridgefield, CT
R & R WEALTH STRATEGIES, LLC · RIDGEFIELD, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Ridgefield, CT
INVENIRE CAPITAL, LLC · RIDGEFIELD, CT
MORGAN STANLEY · Ridgefield, CT

More in Ridgefield, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor