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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-08-16 |
| TX | RA | APPROVED | 2023-08-16 |
Branch Locations
30210 Rancho Viejo Rd Ste C, San Juan Capistrano, CA 92675 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Irvine | CA | 06/2019 | 08/2023 |
| Bella Casa Real Estate Group | Mcminnville | OR | 04/2016 | 04/2019 |
| Tenley Hardt Design | Mcminnville | OR | 04/2012 | 05/2019 |
| Bank Of America, N.A. | Irvine | CA | 07/2019 | 08/2023 |
| Lpl Financial Llc | San Juan Capistrano | CA | 08/2023 | Present |
1) 07/28/2023 - Revel Private Wealth - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 100 hours per month. 2) 07/28/2023 - TENLEY ERIN DESIGNS - Business Entity For Tax/Investment Purposes Only - CA 92694 - Non investment related - Start date: 06/01/2010. 3) 07/28/2023 - TENLEY ERIN YOUNG LLC - Business Entity For Tax/Investment Purposes Only - CA 92694 - Non investment related - Start date: 2/6/2015. 4) 07/28/2023 - HARDT STRATEGIES LLC - Business Entity For Tax/Investment Purposes Only - CA 92694 - Non investment related - Start date: 02/01/2019. 5) 09/16/2024 - Exclusive Insurance Brokerage - Non-Variable Insurance - Partner and Wealth Management Advisor - Investment Related - At reported Business Location(s) - Start Date 09/09/2024 - 1 Hour Per Month/ During Trading 6) 02/04/2026 - Young Hardts Productions - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 05/20/2024 - 0 hours per month/ during trading 7) 03/31/2026 - The Mural House Studio/Young Hardts Productions - Real Estate Rental - Investment Related - Ladera Ranch, CA - Start Date 02/24/2026 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-29 |
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