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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-16
TX RA APPROVED 2023-08-16
  • CA RA
    APPROVED
    Since 2023-08-16
  • TX RA
    APPROVED
    Since 2023-08-16

Branch Locations

30210 Rancho Viejo Rd Ste C, San Juan Capistrano, CA 92675 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Irvine CA 06/2019 08/2023
Bella Casa Real Estate Group Mcminnville OR 04/2016 04/2019
Tenley Hardt Design Mcminnville OR 04/2012 05/2019
Bank Of America, N.A. Irvine CA 07/2019 08/2023
Lpl Financial Llc San Juan Capistrano CA 08/2023 Present
Previous Registrations
Other Businesses

1) 07/28/2023 - Revel Private Wealth - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 100 hours per month. 2) 07/28/2023 - TENLEY ERIN DESIGNS - Business Entity For Tax/Investment Purposes Only - CA 92694 - Non investment related - Start date: 06/01/2010. 3) 07/28/2023 - TENLEY ERIN YOUNG LLC - Business Entity For Tax/Investment Purposes Only - CA 92694 - Non investment related - Start date: 2/6/2015. 4) 07/28/2023 - HARDT STRATEGIES LLC - Business Entity For Tax/Investment Purposes Only - CA 92694 - Non investment related - Start date: 02/01/2019. 5) 09/16/2024 - Exclusive Insurance Brokerage - Non-Variable Insurance - Partner and Wealth Management Advisor - Investment Related - At reported Business Location(s) - Start Date 09/09/2024 - 1 Hour Per Month/ During Trading 6) 02/04/2026 - Young Hardts Productions - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 05/20/2024 - 0 hours per month/ during trading 7) 03/31/2026 - The Mural House Studio/Young Hardts Productions - Real Estate Rental - Investment Related - Ladera Ranch, CA - Start Date 02/24/2026 - 1 hour per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-29
  • S66 Uniform Combined State Law Examination
    2019-10-29
Other Names
  • Tenley Erin Young
  • Tenley Hardt

View on SEC IAPD

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