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Adriana Luna

Morgan Stanley

Beverly Hills, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-21
CA RA APPROVED 2021-12-24
  • TX RA
    APPROVED
    Since 2022-01-21
  • CA RA
    APPROVED
    Since 2021-12-24

Branch Locations

9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Claremont CA 06/2019 12/2020
Bank Of America N.A. Claremont CA 06/2019 12/2020
Comerica Bank Brea CA 04/2019 06/2019
Citibank Agoura Hills CA 08/2015 04/2019
University Of California, Los Angeles Los Angeles CA 09/2015 06/2017
Morgan Stanley Beverly Hills CA 12/2021 Present
Speech Source Therapy Inc Van Nuys CA 01/2021 03/2021
Citibank Encino CA 03/2021 12/2021
  • 06/2019 → 12/2020
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Claremont, CA
  • 06/2019 → 12/2020
    Bank Of America N.A.
    Claremont, CA
  • 04/2019 → 06/2019
    Comerica Bank
    Brea, CA
  • 08/2015 → 04/2019
    Citibank
    Agoura Hills, CA
  • 09/2015 → 06/2017
    University Of California, Los Angeles
    Los Angeles, CA
  • 12/2021 → Present
    Morgan Stanley
    Beverly Hills, CA
  • 01/2021 → 03/2021
    Speech Source Therapy Inc
    Van Nuys, CA
  • 03/2021 → 12/2021
    Citibank
    Encino, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-18
  • S66 Uniform Combined State Law Examination
    2020-11-18
Other Names
  • Adriana Sandoval

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Pasadena, CA
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RBC SECURITIES, INC · Pasadena, CA
EAGLE STRATEGIES LLC · PASADENA, CA
RBC ROCHDALE, LLC · Pasadena, CA
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LPL FINANCIAL LLC · PASADENA, CA
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