Best Investors Account Sign in

Clark Harrison Bacon

Ubs Financial Services Inc.

Beverly Hills, CA

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-11
NY RA APPROVED 2022-01-10
TX RA APPROVED_RES 2009-03-05
CA RA APPROVED 2005-08-08
  • FL RA
    APPROVED
    Since 2022-01-11
  • NY RA
    APPROVED
    Since 2022-01-10
  • TX RA
    APPROVED_RES
    Since 2009-03-05
  • CA RA
    APPROVED
    Since 2005-08-08

Branch Locations

131 South Rodeo Drive Suite 300, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Santa Barbara CA 04/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-05
  • S66 Uniform Combined State Law Examination
    2005-08-05
Other Names
  • Clark Harrison Bacon
  • Clark Harriston Bacon

View on SEC IAPD

Other Firms

MORGAN STANLEY
EAGLE STRATEGIES LLC
RBC SECURITIES, INC
RBC ROCHDALE, LLC
LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

CECIL YAN SEE HO
JONATHAN Y MCLEAN
ERIN PATRICE BROOKS
Audrey Shih-Min Chang
JULIE FORMAN
KAMRAN W. HEDJASI
HRIPSIME SIMA KEOSHGERIAN
LILY CAI

Other Offices

MORGAN STANLEY · Pasadena, CA
EAGLE STRATEGIES LLC · Pasadena, CA
RBC SECURITIES, INC · Pasadena, CA
EAGLE STRATEGIES LLC · PASADENA, CA
RBC ROCHDALE, LLC · Pasadena, CA
EAGLE STRATEGIES LLC · PASADENA, CA
LPL FINANCIAL LLC · PASADENA, CA
LPL FINANCIAL LLC · PASADENA, CA

More in Beverly Hills, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor