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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-06-10
WI RA APPROVED 2024-06-12
  • MN RA
    APPROVED
    Since 2026-06-10
  • WI RA
    APPROVED
    Since 2024-06-12

Branch Locations

Madison, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 06/2019 04/2022
John Henry Foster Eagan MN 06/2015 01/2019
Cornerstone Parking Eagan MN 08/2015 06/2019
North Star Resource Group Minneapolis MN 05/2022 Present
Securian Financial Services Saint Paul MN 05/2022 08/2023
Minnesota Life Insurance Company Saint Paul MN 05/2022 08/2023
Cetera Wealth Services, Llc Minneapolis MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 06/2019 → 04/2022
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 06/2015 → 01/2019
    John Henry Foster
    Eagan, MN
  • 08/2015 → 06/2019
    Cornerstone Parking
    Eagan, MN
  • 05/2022 → Present
    North Star Resource Group
    Minneapolis, MN
  • 05/2022 → 08/2023
    Securian Financial Services
    Saint Paul, MN
  • 05/2022 → 08/2023
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minneapolis, MN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-05-13 → 2023-08-10
    Securian Financial Services, Inc.
    Minneapolis, MN
    St. Paul, MN
Other Businesses

1. NSRG FIXED INSURANCE SALES POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/13/2022 ADDRESS: 2701 University Ave SE, Minneapolis MN 55414, United States DESCRIPTION: May sell fixed insurance products to clients.; 2. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: 100 MEN OF DANE COUNTY; INVESTMENT RELATED: NO; ADDRESS: PO BOX 5003, MADISON, WI 53705; NATURE OF BUSINESS: BOARD; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DONATE, VOTE, MINGLE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-22
S63 Uniform Securities Agent State Law Examination 2019-08-23
  • S65 Uniform Investment Adviser Law Examination
    2021-02-22
  • S63 Uniform Securities Agent State Law Examination
    2019-08-23

View on SEC IAPD

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