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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2026-08-24
TX RA APPROVED 2023-08-01
NC RA APPROVED 2023-06-20
  • DE RA
    APPROVED
    Since 2026-08-24
  • TX RA
    APPROVED
    Since 2023-08-01
  • NC RA
    APPROVED
    Since 2023-06-20

Branch Locations

8015 W Kenton Cir, Huntersville, NC 28078 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Huntersville NC 08/2021 Present
College Of Charleston Charleston SC 08/2016 07/2021
Merrill Lynch Cornelius NC 06/2019 08/2019
Bank Of America, N.A. Huntersville NC 04/2024 Present
  • 08/2021 → Present
    Huntersville, NC
  • 08/2016 → 07/2021
    College Of Charleston
    Charleston, SC
  • 06/2019 → 08/2019
    Merrill Lynch
    Cornelius, NC
  • 04/2024 → Present
    Bank Of America, N.A.
    Huntersville, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-17
  • S66 Uniform Combined State Law Examination
    2023-06-17
Other Names
  • Austin George

View on SEC IAPD

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