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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-18 |
| OH | RA | APPROVED | 2019-09-25 |
Branch Locations
7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Euromonitor International | Chicago | IL | 02/2016 | 03/2018 |
| Schmidt Architectural Iron, Inc. | Chicago | IL | 04/2018 | 10/2019 |
| Morgan Stanley Smith Barney Llc | Cincinnati | OH | 07/2019 | 10/2019 |
| Morgan Stanley Smith Barney Llc | Cincinnati | OH | 10/2019 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2019 | Present |
*382183 - Music Royalties; Investment related - No ; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Aug 2009; During business hours: 0; After business hours: 0; Songwriter- Music royalties received occasionally through ASCAP and CDBaby.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-24 |
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