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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-05-31
TX RA APPROVED 2021-06-28
  • GA RA
    APPROVED
    Since 2022-05-31
  • TX RA
    APPROVED
    Since 2021-06-28

Branch Locations

2845 Old Milton Pkwy, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Alpharetta GA 08/2020 Present
Pauley's Original Crepe Bar Athens GA 05/2016 03/2020
Charles Schwab & Co., Inc Westlake TX 06/2019 08/2019
University Of Georgia Athens GA 06/2015 05/2020
Charles Schwab Bank, Ssb Alpharetta GA 01/2022 Present
  • 08/2020 → Present
    Alpharetta, GA
  • 05/2016 → 03/2020
    Pauley's Original Crepe Bar
    Athens, GA
  • 06/2019 → 08/2019
    Westlake, TX
  • 06/2015 → 05/2020
    University Of Georgia
    Athens, GA
  • 01/2022 → Present
    Charles Schwab Bank, Ssb
    Alpharetta, GA
Previous Registrations
  • 2022-10-13 → 2022-10-14
    Td Ameritrade, Inc.
    Alpharetta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-28
  • S66 Uniform Combined State Law Examination
    2021-06-28

View on SEC IAPD

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