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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2021-07-12 |
| TX | RA | APPROVED_RES | 2021-07-12 |
| WA | RA | APPROVED | 2021-07-09 |
Branch Locations
401 Union St, Seattle, WA 98101 • United States
601 W Riverside Ave, Spokane, WA 99201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Russell Investments | Seattle | WA | 06/2015 | 09/2016 |
| Charles Schwab & Co., Inc. | Seattle | WA | 06/2018 | 03/2021 |
| Charles Schwab Bank | Seattle | WA | 06/2018 | 03/2021 |
| Kaplan University | Seattle | WA | 10/2016 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-26 |
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