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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-06
AR RA APPROVED 2021-08-11
  • TX RA
    APPROVED
    Since 2026-05-06
  • AR RA
    APPROVED
    Since 2021-08-11

Branch Locations

399 Ponce De Leon Dr Ste 1, Hot Springs Village, AR 71909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Hot Springs Village AR 07/2020 Present
The Geisleman Group Support Company/Dba (Non-Owner) Hot Springs Village AR 06/2020 Present
Lakeside Public Schools Hot Springs Village AR 08/2005 04/2017
Tcby Yogurt Hot Springs Village AR 04/2017 07/2017
Lakeside Public Schools Hot Springs Village AR 08/2017 04/2018
Magic Springs Amusement Park Hot Springs Village AR 05/2018 08/2018
University Of Arkansas Fayetteville AR 09/2018 04/2019
Raymond James Financial Services, Inc. Hot Springs Village AR 06/2019 08/2019
Arkansas Tech University Russellville AR 09/2019 04/2020
Raymond James Financial Services Advisers Hot Springs Village AR 08/2021 Present
  • 07/2020 → Present
    Raymond James Financial Services, Inc.
    Hot Springs Village, AR
  • 06/2020 → Present
    The Geisleman Group Support Company/Dba (Non-Owner)
    Hot Springs Village, AR
  • 08/2005 → 04/2017
    Lakeside Public Schools
    Hot Springs Village, AR
  • 04/2017 → 07/2017
    Tcby Yogurt
    Hot Springs Village, AR
  • 08/2017 → 04/2018
    Lakeside Public Schools
    Hot Springs Village, AR
  • 05/2018 → 08/2018
    Magic Springs Amusement Park
    Hot Springs Village, AR
  • 09/2018 → 04/2019
    University Of Arkansas
    Fayetteville, AR
  • 06/2019 → 08/2019
    Raymond James Financial Services, Inc.
    Hot Springs Village, AR
  • 09/2019 → 04/2020
    Arkansas Tech University
    Russellville, AR
  • 08/2021 → Present
    Raymond James Financial Services Advisers
    Hot Springs Village, AR
Other Businesses

(1)Name of Business: Grand Canyon Financial, LLC Address: 399 Ponce de Leon Dr Ste 1, Hot Springs Village, AR, 71909-8103, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 06/09/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support company to allow for payroll and implementation of retirement plans.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-30
  • S66 Uniform Combined State Law Examination
    2021-06-30
Designations
  • Certified Financial Planner

View on SEC IAPD

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